Best Investors Account Sign in

Pamela Davies

Ubs Financial Services Inc.

Palo Alto, CA

Napa, CA

CRD 1340693

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-01
TX RA APPROVED 2008-11-28
  • CA RA
    APPROVED
    Since 2008-12-01
  • TX RA
    APPROVED
    Since 2008-11-28

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Menlo Park CA 11/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-12-01
    Morgan Stanley & Co. Llc
    Palo Alto, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palo Alto, CA
    Palo Alto, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-27
  • S63 Uniform Securities Agent State Law Examination
    1985-02-27
Other Names
  • Pamela Joan Davies
  • Pamela Davies Strong

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC

Nearby Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA

Nearby Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA

More in Palo Alto, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor