Lawrence Aloysius Breen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  Breen Financial Management, Inc.
  Heathrow, FL
• 01/2016 → 12/2019
  Centaurus Financial Inc.
  Anaheim, CA
• 01/2020 → 11/2025
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2020 → Present
  Dempsey Lord Smith, Llc
  Rome, GA
• 11/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-01-13 → 2026-04-03
  Dempsey Lord Smith, Llc
  Rome, GA
  Rome, GA
• 2020-01-07 → 2025-12-31
  Dempsey Lord Smith, Llc
  Calhoun, GA
  Lake Mary, FL
  Rome, GA
  Rome, GA
  Rome, GA
• 2016-01-06 → 2019-12-31
  Centaurus Financial, Inc.
  Lake Mary, FL
  Anaheim, CA
  Lake Mary, FL
• 2006-10-02 → 2015-12-31
  Vsr Financial Services, Inc.
  Overland Park, KS
  Lake Mary, FL
  Oviedo, FL
  Orlando, FL
  Lake Mary, FL
  Overland Park, KS
• 1996-11-11 → 2006-10-03
  Concourse Financial Group Securities, Inc.
  Lake Mary, FL
  Heathrow, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-08
• S63 Uniform Securities Agent State Law Examination
  1991-11-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Larry Breen