Godfrey Nim Chee Leung

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-09-01 → 2011-01-26
  Woodbury Financial Services, Inc.
  San Francisco, CA
  San Francisco, CA
  Roseville, CA
• 2009-03-10 → 2009-06-22
  New England Securities
  Foster City, CA
• 2005-09-02 → 2009-03-03
  Principal Securities, Inc.
  San Mateo, CA
  Cupertino, CA
  Burlingame, CA
  San Mateo, CA

Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-06

Other Names

• Godfrey Nc Leung