Leroy Vernon Davis

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2017-03-25

AL RA
APPROVED

Since 2017-03-25

Branch Locations

Theodore, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Mobile	AL	01/2015	Present
Massachusetts Mutual Life Insurance Company	Theodore	AL	07/2016	Present
Mml Investors Services, Llc	Theodore	AL	03/2017	Present

01/2015 → Present

Metlife Securities Inc.

Mobile, AL
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Theodore, AL
03/2017 → Present

Mml Investors Services, Llc

Theodore, AL

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Mobile, AL
2002-08-29 → 2015-01-02

New England Securities

Mobile, AL

Birmingham, AL

Montgomery, AL

Other Businesses

NAME: Leroy Vernon Davis INV REL: Y ADD: @ Residential address on file NATURE: Ind Life, Group Life/Health, Fixed Annuities, LTDi POSITION: Agent START DATE: 06/1983 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-01-10

S63 Uniform Securities Agent State Law Examination

1985-01-10

Designations

Chartered Financial Consultant

Other Names

Roy Davis

View on SEC IAPD