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Susan Lorraine Grissinger

Morgan Stanley

Rocklin, CA

Purchase, NY

CRD 1287914

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CA RA APPROVED 2012-11-12
  • NY RA
    APPROVED
    Since 2021-06-16
  • CA RA
    APPROVED
    Since 2012-11-12

Branch Locations

Rocklin, CA • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 04/2014 Present
Previous Registrations
  • 2006-07-19 → 2012-06-06
    Td Ameritrade, Inc.
    Omaha, NE
    Beverly Hills, CA
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03
Other Names
  • Susan L Grissinger
  • Susan Lorraine Grissinger
  • Susan Larraine Grissinger

View on SEC IAPD

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