Douglas Stephen Matthews

Employer firm

Gallagher Fiduciary Advisors, LLC CRD 146509

$195B regulatory AUM 300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 03/2018
  Unemployed
  Hudson, OH
• 09/2014 → 07/2017
  Benesys, Inc.
  Youngstown, OH
• 03/2018 → 03/2022
  Kestra Investment Services, Llc.
  Cleveland, OH
• 03/2018 → 03/2022
  Kestra Advisory Services, Llc.
  Cleveland, OH
• 05/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Cleveland, OH
• 07/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Cleveland, OH

Previous Registrations

• 2018-04-12 → 2022-03-31
  Kestra Advisory Services, Llc
  Hudson, OH
  Austin, TX
  Cleveland, OH
• 2007-08-27 → 2008-07-08
  The Huntington Investment Company
  Pepper Pike, OH
• 2005-02-09 → 2006-03-27
  Natcity Investments, Inc.
  Cleveland, OH

Other Businesses

1)Gallagher Benefit Services,Inc;investment related;2850 Golf Road,Rolling Meadows,IL 60008;retirement plan consulting services;retirement plan consultant;7/2022;40 hrs/month;2 hrs during trading;retirement plan consulting 2)Gallagher Fiduciary Advisors,Inc;investment related;2850 Golf Road,Rolling Meadows,IL 60008;retirement plan consulting services;retirement plan consultant;7/2022;40 hrs/month;2 hrs during trading;retirement plan consulting 3)Matthews Officiating and Assigning;not investment related;1548 Callander Dr,Hudson,OH 44236;NCAA and OHSAA soccer officiating and referee assigning;assignor/referee;8/15/1989;10 hrs/month;0 hrs during trading;act as soccer official and help assign referees to games that need them

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-12-31
• S65 Uniform Investment Adviser Law Examination
  2004-11-03

Other Names

• Dusty Matthews