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Mary Jo Gubbin

Morgan Stanley

Bloomington, MN

CRD 1277884

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-06
  • MN RA
    APPROVED
    Since 2014-02-06

Branch Locations

8300 Norman Center Drive, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Wayzata MN 04/1984 Present
Morgan Stanley Smith Barney Bloomington MN 06/2009 Present
  • 04/1984 → Present
    Citigroup Global Markets Inc.
    Wayzata, MN
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Bloomington, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28

View on SEC IAPD

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