Daniel David Nardozzi

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Cetera Investment Advisers Llc
  St. Petersburg, FL
• 07/2014 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 07/2014 → Present
  Regions Bank
  St. Petersburg, FL

Previous Registrations

• 2008-07-11 → 2014-07-23
  Bb&T Investment Services, Inc.
  Saint Petersburg, FL
  Seminole, FL
  Saint Petersburg, FL
  Saint Petersburg, FL
  Saint Petersburg, FL
  St. Petersburg, FL
  St. Petersburg, FL
  Seminole, FL
  Seminole, FL
  St. Petersburg, FL
  Charlotte, NC
  Clearwater, FL
  St. Petersburg, FL
  Holiday, FL
  Saint Petersburg, FL
• 2006-01-19 → 2008-06-17
  Wells Fargo Clearing Services, Llc
  St. Petersburg, FL
  St. Petersburg, FL
• 2004-10-20 → 2004-11-24
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2004-05-11 → 2004-10-20
  Quick & Reilly, Inc.
  Sarasota, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1992-06-18

Other Names

• Dan Nardozzi