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Alfredo Gibran Reyes

Neuberger Berman Bd LLC

Los Angeles, CA

Valencia, CA

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
CA RA APPROVED 2017-08-21
  • NY RA
    APPROVED
    Since 2021-04-12
  • CA RA
    APPROVED
    Since 2017-08-21

Branch Locations

10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States

Valencia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucla Extension Los Angeles CA 02/2012 03/2017
Lpl Financial, Llc Manhattan Beach CA 09/2016 04/2017
Neuberger Berman Los Angeles CA 08/2017 Present
Fidelity Investments Palm Desert CA 04/2017 07/2017
  • 02/2012 → 03/2017
    Ucla Extension
    Los Angeles, CA
  • 09/2016 → 04/2017
    Lpl Financial, Llc
    Manhattan Beach, CA
  • 08/2017 → Present
    Neuberger Berman
    Los Angeles, CA
  • 04/2017 → 07/2017
    Fidelity Investments
    Palm Desert, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-03-17

View on SEC IAPD

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