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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-01-25
  • MD RA
    APPROVED
    Since 2017-01-25

Branch Locations

Timonium Ii Building 1954 Greenspring Drive Suite 700, Timonium, MD 21093 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Melville NY 09/2004 05/2016
Nylife Securities Inc Melville NY 10/2004 05/2016
Eagle Strategies Llc Latham NY 07/2013 05/2016
Nylife Securities Llc Timonium MD 05/2016 Present
Eagle Strategies Llc Timonium MD 05/2016 Present
New York Life Insurance Co Timonium MD 05/2016 Present
  • 09/2004 → 05/2016
    New York Life Insurance Company
    Melville, NY
  • 10/2004 → 05/2016
    Nylife Securities Inc
    Melville, NY
  • 07/2013 → 05/2016
    Latham, NY
  • 05/2016 → Present
    Nylife Securities Llc
    Timonium, MD
  • 05/2016 → Present
    Timonium, MD
  • 05/2016 → Present
    New York Life Insurance Co
    Timonium, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
S63 Uniform Securities Agent State Law Examination 1987-02-24
  • S66 Uniform Combined State Law Examination
    2013-07-12
  • S63 Uniform Securities Agent State Law Examination
    1987-02-24
Other Names
  • Scott Cagginano
  • Scott D Caggiano

View on SEC IAPD

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