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Wayne Anthony Ricci

Ameriprise Financial Services, LLC

South Kingstown, RI

Bradenton, FL

Kingston, RI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-09
RI RA APPROVED 1995-01-01
  • FL RA
    APPROVED
    Since 2025-01-09
  • RI RA
    APPROVED
    Since 1995-01-01

Branch Locations

36 S County Commons Way Ste C8, South Kingstown, RI 02879 • United States

Bradenton, FL • United States

Kingston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Warwick RI 09/2005 03/2020
Ameriprise Financial Services, Llc South Kingstown RI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-19
  • S63 Uniform Securities Agent State Law Examination
    1984-04-19

View on SEC IAPD

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