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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-23 |
| VI | RA | APPROVED | 2015-03-16 |
| OR | RA | APPROVED | 2010-01-15 |
Branch Locations
2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States
200 Vesey St., New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Bend | OR | 01/2010 | Present |
(1) TRYON HILL LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: FAMILY LLC; NOT INVESTMENT RELATED; START DATE: 01/08/2010; CAPACITY: OFFICER; DUTIES: NONE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: TRYON HILL ADDRESS: TRYON HILL LLC., 65090 QUAIL FARM RD, BEND OREGON, 97703 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: STOCK AND BOND ACCT FOR FAMILY LLC CAPACITY: Director, Partner START DATE: 08/17/19 DUTIES: I will review performance of the equity accts with the investment managers all fee based accounts. I will make the investment decisions for the RBC muni bond acct which is a commission based acct HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-14 |
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