Mark Stephen Rizzo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1983 → 05/2021
  Security Firt Group
  Los Angeles, CA
• 12/1988 → 05/2021
  Northwestern National Life Insurance Com
  Minneapolis, MN
• 01/1993 → 05/2021
  Keyes-Graham Insurance Agency
  Plainville, MA
• 01/1995 → 05/2021
  Aag Securities, Inc.
  Cinti, OH
• 08/2010 → 05/2021
  Lincoln Investment
  Franklin, MA
• 05/2021 → Present
  Ameriprise Financial Services, Llc
  Mansfield, MA

Previous Registrations

• 2015-07-16 → 2021-05-21
  Capital Analysts
  Mansfield, MA
• 2010-08-02 → 2018-12-31
  Lincoln Investment
  Mansfield, MA
  Fort Washington, PA
• 2008-01-04 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Bellingham, MA
  Franklin, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-03
• S63 Uniform Securities Agent State Law Examination
  1986-11-05