Best Investors Account Sign in

James M Jones

Morgan Stanley

South Jordan, UT

American Fork, UT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-08
UT RA APPROVED 2021-10-08
  • TX RA
    APPROVED
    Since 2021-10-08
  • UT RA
    APPROVED
    Since 2021-10-08

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

American Fork, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 08/2016 03/2018
Morgan Stanley South Jordan UT 06/2018 02/2021
Morgan Stanley Services Group, Inc. South Jordan UT 06/2018 01/2020
Randstad Salt Lake City UT 03/2021 09/2021
Wells Fargo Clearing Services Salt Lake City UT 04/2021 09/2021
Morgan Stanley South Jordan UT 09/2021 Present
  • 08/2016 → 03/2018
    E*Trade Securities Llc
    Sandy, UT
  • 06/2018 → 02/2021
    Morgan Stanley
    South Jordan, UT
  • 06/2018 → 01/2020
    Morgan Stanley Services Group, Inc.
    South Jordan, UT
  • 03/2021 → 09/2021
    Randstad
    Salt Lake City, UT
  • 04/2021 → 09/2021
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 09/2021 → Present
    Morgan Stanley
    South Jordan, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-19
S63 Uniform Securities Agent State Law Examination 2016-10-07
  • S65 Uniform Investment Adviser Law Examination
    2021-01-19
  • S63 Uniform Securities Agent State Law Examination
    2016-10-07
Other Names
  • James Michael Jones
  • James Michael Jones
  • James Jones

View on SEC IAPD

Other Firms

LPG CAPITAL MANAGEMENT
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
PORTSIDE WEALTH GROUP, LLC
DIVERGENT WEALTH ADVISORS, LLC
WEALTHSPIRE RETIREMENT ADVISORY
D.A. DAVIDSON & CO.
CASULL FINANCIAL ADVISORY, LLC

Other Investors

Michael L Child
Michael Phillip Owen
Melissa Ann Child
Robert Merrill Lym
Matthew Edward Elson
ROBERT RANDALL GOGGINS
BRIAN NEIL SLADE
LEX JOHN DROLLINGER

Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

More in South Jordan, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor