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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-10
  • MI RA
    APPROVED
    Since 2025-03-10

Branch Locations

4500 Pennell Rd, Aston, PA 19014 • United States

6180 State St, Saginaw, MI 48603 • United States

6640 Bay Road, Saginaw, MI 48604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 07/1994 05/2022
Cuna Mutual Group Waverly IA 07/1994 Present
Lpl Financial Llc Saginaw MI 05/2022 Present
  • 07/1994 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/1994 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Saginaw, MI
Previous Registrations
  • 2004-01-14 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Saginaw, MI
    Saginaw, MI
Other Businesses

1. 05-18-2022-Wildfire Financial Group- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 2. 05-18-2022-AMERICAN COMMUNITY MUTUAL INSURANCE COMPANY- Investment Related-- LIVONIA MICHIGAN/ Nashville, TN- Non-Variable Insurance - Trails- START DATE: 1984- 0 Hours per month/ 0 Hours During Trading-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-17
S63 Uniform Securities Agent State Law Examination 1989-05-17
  • S65 Uniform Investment Adviser Law Examination
    2000-08-17
  • S63 Uniform Securities Agent State Law Examination
    1989-05-17
Designations

View on SEC IAPD

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