James Seth Hopkins Cruice

Current Employers

Cfo Capital Management, Llc

1305 Post Rd Ste. 202, Fairfield, CT 06824 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	1990-01-16

CT RA
APPROVED

Since 1990-01-16

Branch Locations

1305 Post Rd Ste. 202, Fairfield, CT 06824 • United States

Hobe Sound, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cruice Investment Advisors, Ltd.	Westport	CT	03/1987	Present
Westport Resources Investment Services, Inc.	Westport	CT	01/1997	12/2017
United Planners Financial Services Of America	Scottsdale	AZ	12/2017	02/2021
James S.H. Cruice, Clu	Westport	CT	03/1987	Present

03/1987 → Present

Cruice Investment Advisors, Ltd.

Westport, CT
01/1997 → 12/2017

Westport Resources Investment Services, Inc.

Westport, CT
12/2017 → 02/2021

United Planners Financial Services Of America

Scottsdale, AZ
03/1987 → Present

James S.H. Cruice, Clu

Westport, CT

Other Businesses

(1) JAMES S.H. CRUICE, CLU - LICENSED INSURANCE AGENT - NON-VARIABLE INSURANCE - WESTPORT, CT - SINCE 03/1987 - INVESTMENT RELATED. (2) CFO CAPITAL MANAGEMENT LLC - MANAGING MEMBER - INVESTMENT RELATED LLC - HOBE SOUND, FL - SINCE 01/2018 - ENTITY HOLDS PERSONAL INVESTMENTS. (3) CRUICE FAMILY PARTNERSHIP LLC - MANAGING MEMBER - INVESTMENT RELATED LLC - HOBE SOUND, FL - SINCE 01/2018 - INVESTMENT RELATED - ENTITY HOLDS PERSONAL/FAMILY ALTERNATIVE INVESTMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-28
S63	Uniform Securities Agent State Law Examination	1985-01-14

S65 Uniform Investment Adviser Law Examination

2003-07-28
S63 Uniform Securities Agent State Law Examination

1985-01-14

Designations

Other Names

Jay Cruice

View on SEC IAPD