Marianne Conway

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-08-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Grass Valley, CA
  Los Altos, CA
  Montara, CA
  Visalia, CA
  Agoura Hills, CA
• 2006-10-24 → 2008-05-14
  Fsc Securities Corporation
  Los Altos, CA

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 146 MAIN ST STE 204; LOS ALTOS; CA; 94022; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/7/2008; 10; 0; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-27
• S63 Uniform Securities Agent State Law Examination
  1999-04-26

Other Names

• Marianne Lotz
• Marianne Lorz Conway
• Marianne Lorz