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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-06-11
  • NJ RA
    APPROVED
    Since 2020-06-11

Branch Locations

Manahawkin, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Red Bank NJ 09/2015 04/2020
Wells Fargo Bank Red Bank NJ 09/2015 04/2020
Wells Fargo Funds Distributor, Llc. Red Bank NJ 04/2020 10/2021
Allspring Funds Distributor, Llc Manahawkin NJ 11/2021 Present
Allspring Funds Management, Llc Manahawkin NJ 11/2021 Present
  • 09/2015 → 04/2020
    Wells Fargo Advisors, Llc
    Red Bank, NJ
  • 09/2015 → 04/2020
    Wells Fargo Bank
    Red Bank, NJ
  • 04/2020 → 10/2021
    Wells Fargo Funds Distributor, Llc.
    Red Bank, NJ
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Manahawkin, NJ
  • 11/2021 → Present
    Manahawkin, NJ
Previous Registrations
  • 2017-10-16 → 2020-05-05
    Charlotte, NC
    Red Bank, NJ
    Greenwood Village, CO
    St. Louis, MO
  • 2015-10-05 → 2016-09-06
    Minneapolis, MN
    Red Bank, NJ
  • 2014-06-30 → 2015-08-21
    Columbus, OH
  • 2007-10-11 → 2013-07-29
    Ridgewood, NJ
  • 2006-10-04 → 2007-09-07
    Chase Investment Services Corp.
    Nanuet, NY
    Nyack, NY
    Suffern, NY
    East Hanover, NJ
    Ridgefield, NJ
    Randolph, NJ
    Hackensack, NJ
    Vernon, NJ
    Elmwood Park, NJ
    Mount Freedom, NJ
    Congers, NY
    Stony Point, NY
    New City, NY
    Wharton, NJ
    Haverstraw, NY
    North Bergen, NJ
    Kearney, NJ
    Ramsey, NJ
    Shrewsbury, NJ
    Tallman, NY
    Tappan, NY
    Chestnut Ridge, NY
    New City, NY
    New City, NY
    Oakland, NJ
    Monsey, NY
    Spring Valley, NY
    Rockaway, NJ
    Madison, NJ
    Rutherford, NJ
    Clifton, NJ
    Dover, NJ
    Fairlawn, NJ
    Metuchen, NJ
    N. Arlington, NJ
    Newton, NJ
    Parsippany, NJ
    Ridgefield, NJ
    Ridgewood, NJ
    Rutherford, NJ
    Teaneck, NJ
    West Caldwell, NJ
    West Paterson, NJ
    Lyndhurst, NJ
    Sussex, NJ
    Ledgewood, NJ
    Lake Hopatcong, NJ
    Boonton, NJ
    Sussex, NJ
    Spring Lake, NJ
    Freehold, NJ
    Toms River, NJ
    Lyndhurst, NJ
    New Brunswick, NJ
    Wallington, NJ
    Manasquan, NJ
    Secaucus, NJ
    Monsey, NY
    Norwood, NJ
    Weehawken, NJ
    Millburn, NJ
    Chester, NJ
    Warwick, NY
    New Windsor, NY
    Nanuet, NY
    Garfield, NJ
    Fairlawn, NJ
    Lyndhurst, NJ
    Midland Park, NJ
    Fairlawn, NJ
    E. Rutherford, NJ
    Carlstadt, NJ
    Teaneck, NJ
    Fairlawn, NJ
    Lodi, NJ
    Wallington, NJ
    North Arlington, NJ
    Franklin, NJ
    Newton, NJ
    Montague, NJ
    Carlstadt, NJ
    Ridgewood, NJ
    Riverdale, NJ
    Hackettstown, NJ
    Stirling, NJ
    Sparta, NJ
    Secaucus, NJ
    Wall Township, NJ
    Fairfield, NJ
    Edison, NJ
    Bradley Beach, NJ
    Edgewater, NJ
    Saddle Brook, NJ
    South Hackensack, NJ
    Oradell, NJ
    Haledon, NJ
    Old Bridge, NJ
    Englewood, NJ
    Jersey City, NJ
    Lakewood, NJ
    Florham Park, NJ
    Roseland, NJ
    Newark, NJ
    Woodbridge, NJ
    Edison, NJ
    Union City, NJ
    Verona, NJ
    Totowa, NJ
    Franklin Lakes, NJ
    Garnerville, NY
    Pomona, NY
    Orangeburg, NY
    Pearl River, NY
    Sparkill, NY
    West Nyack, NY
    Maywood, NJ
    Hawthorne, NJ
    Summit, NJ
    Wayne, NJ
    Westfield, NJ
    Fort Lee, NJ
    Ridgewood, NJ
    Haledon, NJ
    River Edge, NJ
    Wyckoff, NJ
    Clifton, NJ
    Paterson, NJ
    Hackensack, NJ
    Verona, NJ
    Montclair, NJ
    West Caldwell, NJ
    Palisades Park, NJ
    Montclair, NJ
    Upper Montclair, NJ
    Lake Hiawatha, NJ
    Union, NJ
    Hillside, NJ
    Oradell, NJ
    Newark, NJ
    Englewood, NJ
    Hoboken, NJ
    Elizabeth, NJ
    Linden, NJ
    Westwood, NJ
    Edison, NJ
    Kearny, NJ
    Montvale, NJ
    Northvale, NJ
    Bayonne, NJ
  • 2006-02-10 → 2006-10-04
    Bny Investment Center Inc.
    West Patterson, NJ
    East Hanover, NJ
    Madison, NJ
    Rutherford, NJ
    Dover, NJ
    Parsippany, NJ
    West Caldwell, NJ
    Randolph, NJ
    Congers, NY
    Stony Point, NY
    Nyack, NY
    Tappan, NY
    Chestnut Ridge, NY
    Nanuet, NY
    Suffern, NY
    New City, NY
    West Haverstraw, NY
    New City, NY
    New City, NY
    Monsey, NY
    Spring Valley, NY
    Rockaway, NJ
    Tallman, NY
    North Bergen, NJ
    Kearney, NJ
    Clifton, NJ
    Fairlawn, NJ
    Manasquan, NJ
    Metuchen, NJ
    N. Arlington, NJ
    Newton, NJ
    Ridgefield, NJ
    Ridgewood, NJ
    Rutherford, NJ
    Secaucus, NJ
    Teaneck, NJ
    Wharton, NJ
    Ramsey, NJ
    Ridgefield, NJ
    Elmwood Park, NJ
    Mount Freedom, NJ
    Shrewsbury, NJ
    Wallington, NJ
    Oakland, NJ
    Hackensack, NJ
    Vernon, NJ
  • 2005-01-12 → 2005-09-07
    Bofa Advisors, Llc
    Ridgewood, NJ
  • 2004-10-20 → 2005-01-12
    Banc Of America Investment Services, Inc.
    Paramus, NJ
  • 2004-08-26 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

RENTAL PROPERTY; INV RELATED; CLIFTON, NJ; RESIDENTIAL; 1/3 OWNERSHIP; START 3/1/1987; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-25
S63 Uniform Securities Agent State Law Examination 1984-04-24
  • S65 Uniform Investment Adviser Law Examination
    2004-08-25
  • S63 Uniform Securities Agent State Law Examination
    1984-04-24
Other Names
  • David Andrew Kashtan

View on SEC IAPD

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