Lisa Ann Lagoon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Bloomington, MN

Previous Registrations

• 2006-01-19 → 2008-06-11
  Wells Fargo Clearing Services, Llc
  Bloomington, MN
  Woodbury, MN
  Minneapolis, MN

Other Businesses

1. OWNER OF LAND WITH MINERAL ROYALTIES PAID BY AMERADA HESS. MUREX PETROLEUM, P. O. BOX 7, HUMBLE, TX 77347, OWNER LAND RECEIVING MINERAL ROYALTIES, NO TIME INVOLVED, START 4/07*** 2. HESS CORPORATION 3. XTO ENERGY; RECEIVE OIL ROYALITY CHECKS FROM LAND OWNED IN NORTH DAKOTA; 07/2012 4. FARM LAND, OWNER; TIOGA, ND; INVESTMENT RELATED; START DATE: 06/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-04
• S63 Uniform Securities Agent State Law Examination
  1987-04-29

Other Names

• Lisa Ann Peterson