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Mary Katherine Adamski

Rbc Capital Markets, LLC

Edina, MN

Eden Prairie, MN

CRD 1193597

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-07
TX RA APPROVED_RES 2015-02-05
MN RA APPROVED 2013-11-13
AK RA APPROVED 2006-03-16
  • CA RA
    APPROVED
    Since 2018-12-07
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MN RA
    APPROVED
    Since 2013-11-13
  • AK RA
    APPROVED
    Since 2006-03-16

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Edina MN 03/2008 Present
City National Bank Edina MN 10/2016 Present
Other Businesses

(1) Name: Minnesota Ovarian Cancer Alliance (MOCA) Address: 4606 Chicago Ave Minneapolis, Mn 55407 Business Description: Nonprofit that supports, educates and funds research for ovarian cancer Business is not investment related Projected Start Date: 05/18/20 Capacity: Board of Directors * Duties Performed: description of duties will be sent separately Devoted to this OBA per Month: An hour Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-15
S65 Uniform Investment Adviser Law Examination 1999-10-09
S63 Uniform Securities Agent State Law Examination 1983-11-16
  • S66 Uniform Combined State Law Examination
    2006-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-10-09
  • S63 Uniform Securities Agent State Law Examination
    1983-11-16
Designations
  • Certified Financial Planner
Other Names
  • Mary Katherine Beam

View on SEC IAPD

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