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Gail Ann Dugger

Rbc Capital Markets, LLC

Dallas, TX

Mckinney, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-10-25
  • TX RA
    APPROVED
    Since 2005-10-25

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Dallas TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-24
S63 Uniform Securities Agent State Law Examination 1985-05-16
  • S66 Uniform Combined State Law Examination
    2005-10-24
  • S63 Uniform Securities Agent State Law Examination
    1985-05-16
Other Names
  • Gail Ann Finch
  • Gail Ann Hooks
  • Gail Ann Hooks

View on SEC IAPD

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