Michael J O Neill

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
FL	RA	APPROVED	2019-03-13
DE	RA	APPROVED	2014-02-05
DC	RA	APPROVED	2009-06-01
VA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-23
FL RA
APPROVED

Since 2019-03-13
DE RA
APPROVED

Since 2014-02-05
DC RA
APPROVED

Since 2009-06-01
VA RA
APPROVED

Since 2009-06-01

Branch Locations

Jupiter, FL • United States

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Washington, DC
1991-09-12 → 2007-04-02

Morgan Stanley Dw Inc.

Washington, DC

Washington, DC

Other Businesses

*373534-Anti-Defamation League - Washington DC Region; Investment related -No; Washington, District of Columbia; Civic/Community, Humanitarian, Individual Rights and Liberties; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 06/2019; During business hours: 2; After business hours: 2; Business Development/Growth, Fundraising

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-08-14
S63	Uniform Securities Agent State Law Examination	1983-09-24

S65 Uniform Investment Adviser Law Examination

1991-08-14
S63 Uniform Securities Agent State Law Examination

1983-09-24

Other Names

Michael Joseph Oneill

View on SEC IAPD