Howard Joel Fink

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1974 → 06/2019
  Pacific Mutual Life
  Woodland Hills, CA
• 08/1975 → Present
  Pfp Insurance Services
  Woodland Hills, CA
• 08/1977 → Present
  Pfp Financial & Insurance Services Corpo
  Encino, CA
• 04/1984 → Present
  Financial Management Services Inc.
  Encino, CA
• 04/2016 → 06/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 06/2019 → Present
  Lpl Financial
  Encino, CA

Previous Registrations

• 2016-04-21 → 2019-06-26
  Kestra Advisory Services, Llc
  Encino, CA
• 2004-04-14 → 2016-09-22
  Kestra Investment Services, Llc
  Encino, CA

Other Businesses

1) 6/26/2019 - Insurance Agency - Partners Insurance - Investment Related - Encino, CA 2) 6/26/2019 - DBA for LPL Business (entity for LPL business) - PFP Financial & Insurance Services - Investment Related - Encino, CA 3) 6/26/2019 - Business Entity For Tax/Investment Purposes Only - FMS Financial Partners - Not Investment Related - Encino, CA 4) 6/26/2019 - Insurance Agency - PFP Financial & Insurance Services - Investment Related - Encino, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-08-24

Designations

• Chartered Financial Consultant