Mark John Tomei

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Oakland, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Oakland, CA

Previous Registrations

• 1998-03-27 → 2003-07-01
  Prudential Equity Group, Llc
  San Francisco, CA

Other Businesses

HOMESITE SERVICES, INC., NOT INV RELATED, 66% OWNERSHIP WITH SPOUSE, START 1/1/2005, NO HOURS PER MONTH, ZERO DURING TRADING, FLOOR COVERING COMPANY SPOUSE OPERATES THE BUSINESS. VILLA LAS BRISAS CONDOMINIUM HOA, NOT INVT RELATED, PUERTO VALLARTA, JALLISCO, ADVISORY BOARD MEMBER, START 3/1/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO ASSIST WITH GENERAL BUILDING MAINTENANCE. NONNADINA LLC, INV RELATED, PEASONTON, CA, 50% OWNERSHIP, START 12/14/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, BURLINGAME, CA, 50% OWNERSHIP, START 5/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-31

Other Names

• Mark Tomei