Barry Michael O'SHea

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 05/2020
  Usaa Financial Advisors, Inc.
  Colorado Springs, CO
• 10/2009 → 05/2020
  Usaa Financial Planning Services
  Colorado Springs, CO
• 01/2018 → 05/2020
  Usaa Investment Management Company
  San Antonio, TX
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Colorado Springs, CO
• 05/2020 → Present
  Charles Schwab Bank, Ssb
  Colorado Springs, CO

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2009-10-30 → 2018-01-08
  Usaa Financial Planning Services
  Colorado Springs, CO
• 2008-10-01 → 2009-10-01
  J.P. Morgan Securities Llc
  Colorado Springs, CO
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Colorado Springs, CO
• 1993-07-08 → 2006-09-27
  Banc One Securities Corporation
  Colorado Springs, CO
  Chicago, IL
  Colorado Springs, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-27
• S63 Uniform Securities Agent State Law Examination
  1989-08-19

Designations

• Certified Financial Planner

Other Names

• Barry Michael Oshea
• Barry O'SHea