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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| NJ | RA | APPROVED | 2022-09-22 |
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2019-07-26 |
Branch Locations
575 Washington Blvd, Floor 17, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liquidity Finance, Lp | Stamford | CT | 12/2015 | 05/2016 |
| Iqpc | New York | NY | 06/2016 | 04/2017 |
| Unemployed | Dobbs Ferry | NY | 05/2017 | 06/2017 |
| Gmp Securities, Llc | New York | NY | 07/2017 | 02/2018 |
| Jpmorgan Chase Bank N.A. | Jersey City | NJ | 04/2018 | Present |
| Unemployed | Dobbs Ferry | NY | 03/2018 | 03/2018 |
| Jpmorgan Securities Llc | Jersey City | NJ | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-30 |
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