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Donald Alan Woo

Rbc Capital Markets, LLC

San Jose, CA

San Jose, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
NC RA APPROVED 2006-03-01
CA RA APPROVED 2005-11-28
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • NC RA
    APPROVED
    Since 2006-03-01
  • CA RA
    APPROVED
    Since 2005-11-28

Branch Locations

99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc San Jose CA 03/2008 Present
City National Bank San Jose CA 07/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 1983-08-15
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    1983-08-15

View on SEC IAPD

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