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Thomas Patrick Fallon

Osaic Wealth, Inc.

Boston, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-02
  • MA RA
    APPROVED
    Since 2026-04-02

Branch Locations

175 Federal Street Suite 1050, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2016 06/2018
Fiduciary Trust Company Boston MA 07/2018 06/2022
Shepherd Kaplan Krochuk, Llc Boston MA 07/2022 01/2026
Osaic Wealth Inc Boston MA 03/2026 Present
Canine Capital Boston MA 01/2026 03/2026
  • 08/2016 → 06/2018
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2018 → 06/2022
    Fiduciary Trust Company
    Boston, MA
  • 07/2022 → 01/2026
    Shepherd Kaplan Krochuk, Llc
    Boston, MA
  • 03/2026 → Present
    Osaic Wealth Inc
    Boston, MA
  • 01/2026 → 03/2026
    Canine Capital
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-16
S65 Uniform Investment Adviser Law Examination 2023-10-18
  • S63 Uniform Securities Agent State Law Examination
    2026-03-16
  • S65 Uniform Investment Adviser Law Examination
    2023-10-18
Other Names
  • Tom Patrick Fallon
  • Tom Patrick Fallon
  • Thomas Fallon

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

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