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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-02-24 |
| NJ | RA | APPROVED | 2017-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Riverhead | NY | 03/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2017 | Present |
| Bank Of America, N.A. | Riverhead | NY | 12/2009 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverhead | NY | 12/1983 | 03/2017 |
Wit's End LLC; Southold NY; Investment related; Sole Proprietor / Owner / Partner; 09/1999; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-14 |
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