Stuart Michael Taylor

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 12/2016
  First Independent Advisory Services, Inc.
  Tulsa, OK
• 11/2015 → Present
  Osaic Wealth, Inc.
  The Woodlands, TX

Previous Registrations

• 2008-09-23 → 2016-12-09
  First Independent Advisory Services, Inc.
  Tulsa, OK
  The Woodlands, TX
• 2011-04-27 → 2012-12-14
  Post Oak Asset Management
  The Woodlands, TX
• 2004-05-13 → 2008-09-08
  Westpark Wealth Advisors, Inc.
  Baytown, TX
• 2003-03-18 → 2004-12-31
  Ims Securities, Inc.
  Conroe, TX
  The Woodlands, TX
  The Woodlands, TX
  Houston, TX
  Conroe, TX

Other Businesses

1) CHESTNUT STREET ADVISORS POSITION: Individual NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 25511 Budde Road, Suite 102, The Woodlands TX 77380, United States DESCRIPTION: Insurance Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-11
• S63 Uniform Securities Agent State Law Examination
  1997-07-03

Other Names

• Stu Taylor