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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc. | Fresno | CA | 12/2013 | 05/2025 |
| Scf Investment Advisors, Inc. | Fresno | CA | 12/2013 | 05/2025 |
| Lpl Financial Llc | West Point | UT | 05/2025 | Present |
1. 05/01/2025- Wynn Hall- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/1993- 5 Hours Per Month- 5 Hours During Trading 2. 05/01/2025- Southwest Adventure Tours- Outside/W-2 Employment- Not INV Related- At Cedar City, UT- Start date 04/01/2020- 20 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-20 |
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