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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| CA | RA | APPROVED | 2012-05-01 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Fresno | CA | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | Present |
GR ENTERPRISES LLC, INV RELATED, FRESNO, CA, 100% OWNERSHIP, START 2/10/2022, 1 HOUR PER MONTH, ZERO HOURS PER MONTH, HOLDS COMMERCIAL REAL ESTATE.; TRUSTEE FOR BROTHER'S TRUST, INV RELATED, FRESNO, CA, START: 7/8/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-22 |
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