James Robert Paul

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL

Previous Registrations

• 2006-09-11 → 2007-04-24
  Ryan Beck & Co.
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-08
• S63 Uniform Securities Agent State Law Examination
  1983-03-31