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Lawrence Christopher Paladino

Sunbelt Securities, Inc.

Houston, TX

Houston, TX

Dallas, TX

CRD 1099788

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Employer firm

Sunbelt Securities, Inc. CRD 42180

$2.64B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-20
  • TX RA
    APPROVED
    Since 2013-05-20

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

13140 Coit Rd Ste 115, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sunbelt Securities Inc Houston TX 01/2013 Present
Previous Registrations
  • 2012-06-22 → 2013-01-22
    Allen, TX
    Cedar Rapids, IA
  • 2009-07-21 → 2012-06-19
    Milkie/Ferguson Investments, Inc.
    Dallas, TX
    Dallas, TX
Other Businesses

PALADINO FARMS INC (OBA): NOT INVESTMENT RELATED. 74 MORRIS MOUNTAIN RD, CENTER RIDGE, AR 72027. FARMING. BOARD MEMBER. NO RELATIONSHIP. START: 09/01/2013. COMPENSATION: NONE. 1 TO 2 HOURS A WEEK, NONE DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-21
S63 Uniform Securities Agent State Law Examination 1983-04-22
  • S65 Uniform Investment Adviser Law Examination
    1996-06-21
  • S63 Uniform Securities Agent State Law Examination
    1983-04-22
Other Names
  • Chris Paladino

View on SEC IAPD

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