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Sunbelt Securities, Inc. CRD 42180
$2.64B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-20 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
13140 Coit Rd Ste 115, Dallas, TX 75240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunbelt Securities Inc | Houston | TX | 01/2013 | Present |
PALADINO FARMS INC (OBA): NOT INVESTMENT RELATED. 74 MORRIS MOUNTAIN RD, CENTER RIDGE, AR 72027. FARMING. BOARD MEMBER. NO RELATIONSHIP. START: 09/01/2013. COMPENSATION: NONE. 1 TO 2 HOURS A WEEK, NONE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-22 |
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