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Sherry Ann Farrand

Tiaa-Cref Individual & Institutional Services, LLC

Thornton, CO

Denver, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED_RES 2025-08-14
VT RA APPROVED 2025-08-14
CO RA APPROVED 2005-03-24
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED_RES
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • CO RA
    APPROVED
    Since 2005-03-24

Branch Locations

Thornton, CO • United States

1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 01/2004 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2004 Present
Previous Registrations
  • 2005-01-28 → 2005-03-24
    Tiaa-Cref Trust Company, Fsb
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-27
S63 Uniform Securities Agent State Law Examination 2001-04-13
  • S65 Uniform Investment Adviser Law Examination
    2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    2001-04-13
Other Names
  • Sherry A Atencio-Farrand
  • Sherry A Atencio
  • Sherry Ann Farrand

View on SEC IAPD

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