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Timothy Ramsey Mccormick

Frost Investment Services

San Antonio, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2022-05-24

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services San Antonio TX 02/2004 Present
Frost National Bank San Antonio TX 08/2000 Present
  • 02/2004 → Present
    Frost Brokerage Services
    San Antonio, TX
  • 08/2000 → Present
    Frost National Bank
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-20
S65 Uniform Investment Adviser Law Examination 1996-05-17
  • S63 Uniform Securities Agent State Law Examination
    2004-04-20
  • S65 Uniform Investment Adviser Law Examination
    1996-05-17
Other Names
  • Tim Mccormick
  • Timothy Ramsey Mccormack

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
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