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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-07-18
  • NJ RA
    APPROVED
    Since 2002-07-18

Branch Locations

Voorhees, NJ • United States

Wildwood Crest, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 07/1989 Present
Hornor, Townsend & Kent, Inc Horsham PA 07/1991 Present
  • 07/1989 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 07/1991 → Present
    Hornor, Townsend & Kent, Inc
    Horsham, PA
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: THE INDEPENDENTS FINANCIAL NETWORK, INC. | Position Held: Proprietor/Owner | Address: 55 FORREST HILLS DR VOORHEES, NJ 08043 | Start Date: 01/10/2005 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: LIFE INSURANCE SALES AND SERVICES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. ASSIST PRODUCERS OF REGION WITH PLACING TERM, RATED CLIENTS AND FIXED EIA ANNUITIES INCLUDING LIFE SETTLEMENTS EFFECTIVE 05/28/2008.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-21
S63 Uniform Securities Agent State Law Examination 1984-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-21
  • S63 Uniform Securities Agent State Law Examination
    1984-07-02
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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