Randall Keith Swift

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Clarksville, TN
• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Clarksville, TN

Other Businesses

(1)Name of Business: Hampton Bourne- A new RJ Advisor/Branch Address: 420 Madison Street, Clarksville, TN, 37040, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 04/25/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be sub leasing an office in my RJ branch office in Clarksville to Hampton Bourne who is joining RJ and will be having his own branch. He has been working with John Tholen, the Business Development Consultant with RJ.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-12-29