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Patricia Elizabeth Rothkopf

Raymond James & Associates, Inc.

Greenwood, IN

Indianapolis, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-07-21
  • IN RA
    APPROVED
    Since 2009-07-21

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Indianapolis IN 07/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-07-23
    Morgan Stanley
    Indianapolis, IN
  • 2004-08-26 → 2009-06-01
    Citigroup Global Markets Inc.
    Indianapolis, IN
    Indianapolis, IN
  • 2000-08-22 → 2004-08-20
    Morgan Stanley Dw Inc.
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-02-04
  • S63 Uniform Securities Agent State Law Examination
    1983-02-04
Other Names
  • Patricia Elizabeth Bruner

View on SEC IAPD

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Other Offices

FINANCIAL PLANS & STRATEGIES, INC. · GREENWOOD, IN
KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
LPL ENTERPRISE, LLC · GREENWOOD, IN
EDWARD JONES · GREENWOOD, IN
CETERA INVESTMENT ADVISERS LLC · Greenwood, IN
PNC WEALTH MANAGEMENT LLC · GREENWOOD, IN
AMERIPRISE FINANCIAL SERVICES, LLC · GREENWOOD, IN

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