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Robert J Radli

Raymond James & Associates, Inc.

Palm Beach Gardens, FL

Vero Beach, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-05-31
  • FL RA
    APPROVED
    Since 2011-05-31

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Vero Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Vero Beach FL 05/2011 Present
Raymond James & Associates, Inc. Jupiter FL 02/2017 05/2017
Previous Registrations
  • 2009-10-09 → 2011-06-02
    Rbc Capital Markets, Llc
    West Palm Beach, FL
  • 1993-07-12 → 2009-10-09
    J. B. Hanauer & Co.
    West Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-12
S63 Uniform Securities Agent State Law Examination 1992-01-17
  • S65 Uniform Investment Adviser Law Examination
    2002-07-12
  • S63 Uniform Securities Agent State Law Examination
    1992-01-17
Other Names
  • Robert J Radli
  • Robert John Radli

View on SEC IAPD

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