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Current Employers
North Star Investment Management Corporation

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-07-09
  • IL RA
    APPROVED
    Since 2004-07-09

Branch Locations

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newedge Securities, Inc.; Highland Park IL 10/2016 Present
North Star Investment Management Corp. Highland Park IL 12/2004 Present
North Star Investment Services, Inc. Chicago IL 07/2003 10/2016
  • 10/2016 → Present
    Newedge Securities, Inc.;
    Highland Park, IL
  • 12/2004 → Present
    North Star Investment Management Corp.
    Highland Park, IL
  • 07/2003 → 10/2016
    North Star Investment Services, Inc.
    Chicago, IL
Previous Registrations
  • 2003-07-10 → 2003-07-16
    North Star Investment Services, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

1) NEWEDGE SECURITIES, INC.; INVESTMENT-RELATED; 1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222; REGISTERED BROKER DEALER; REGISTERED REPRESENTATIVE; NOVEMBER 2016.; 0-10 HOURS/MONTH; 5 HOURS/MONTH DURING TRADING HOURS; INVESTMENT SERVICES - - - - - - - - - - - - - - - 2) NORTH STAR INVESTMENT MANAGEMENT CORPORATION~INVESTMENT RELATED~CHICAGO, IL 60606~RIA~OPERATIONS ADMINISTRATOR~JULY 2003~160HRS PER MONTH~130HRS PER MONTH DURING MARKET~OPERATIONS ADMINISTRATOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-31
S63 Uniform Securities Agent State Law Examination 1982-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-08-31
  • S63 Uniform Securities Agent State Law Examination
    1982-12-09
Other Names
  • Mary Anne Kuerti
  • Mary Anne Kuerti

View on SEC IAPD

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