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Judy Mei Ling Huey

Wells Fargo Clearing Services, LLC

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-27
CA RA APPROVED 2003-05-12
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • CA RA
    APPROVED
    Since 2003-05-12

Branch Locations

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Palo Alto CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 Present
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 9/1/2018, .25 HOURS PER MONTH, ZERO DURING TRADING, NOTARIZING DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1996-10-16
  • S65 Uniform Investment Adviser Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1996-10-16
Other Names
  • Judy Meiling Huey

View on SEC IAPD

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STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
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DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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WAVERLEY CAPITAL MANAGEMENT, LLC · PALO ALTO, CA

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