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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-18
  • TN RA
    APPROVED
    Since 2019-10-18

Branch Locations

Fernandina Beach, FL • United States

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avondale Partners, Llc Nashville TN 04/2009 Present
Jjb Hilliard Wl Lyons Nashville TN 06/2018 Present
Robert W. Baird & Co. Incorporated Nashville TN 10/2019 Present
  • 04/2009 → Present
    Avondale Partners, Llc
    Nashville, TN
  • 06/2018 → Present
    Jjb Hilliard Wl Lyons
    Nashville, TN
  • 10/2019 → Present
    Nashville, TN
Previous Registrations
  • 2018-06-25 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Nashville, TN
  • 2009-05-08 → 2019-04-01
    Avondale Partners, Llc
    Nashville, TN
    Nashville, TN
  • 2009-04-16 → 2009-05-04
    Avondale Partners, Llc
  • 2006-11-14 → 2009-03-20
    Stanford Group Company
    Nashville, TN
  • 2004-04-16 → 2006-11-17
    Nashville, TN
    Nashville, TN
Other Businesses

ROMAN CATHOLIC DIOCESE OF NASHVILLE, 2800 MCGAVOCK PIKE, NASHVILLE, TN 37204, INVESTMENT COMMITTEE,ADVISORY TO THE BISHOP OF NASHVILLE, START DATE 01/01/1993, 3 HRS/MO, 2 HRS/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-21
  • S63 Uniform Securities Agent State Law Examination
    1982-05-21
Other Names
  • Joh Joseph (Jr) Glennon

View on SEC IAPD

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