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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-11-11 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
Carefree, AZ • United States
Southport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Westport | CT | 06/2009 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Ameriprise Financial Services, Llc | Westport | CT | 11/2016 | Present |
Board of Directors; First church of christ scientist, Westport; Board Member - finance chair; 55 compo road, , Westport, CT, 6880; Investment-Related; 02/01/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-01 |
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