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James Doherty Vermillion

Robert W. Baird & Co. Incorporated

Chicago, IL

Winnetka, IL

Sayner, WI

CRD 1033828

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-05-21
TX RA APPROVED_RES 2017-02-14
IL RA APPROVED 1997-10-28
FL RA APPROVED 1989-12-01
  • WI RA
    APPROVED
    Since 2019-05-21
  • TX RA
    APPROVED_RES
    Since 2017-02-14
  • IL RA
    APPROVED
    Since 1997-10-28
  • FL RA
    APPROVED
    Since 1989-12-01

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

495 Chestnut Street, Winnetka, IL 60093 • United States

Sayner, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Chicago IL 12/1989 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-13
S63 Uniform Securities Agent State Law Examination 1982-03-16
  • S65 Uniform Investment Adviser Law Examination
    1998-01-13
  • S63 Uniform Securities Agent State Law Examination
    1982-03-16
Other Names
  • James Doherty Vonmillion

View on SEC IAPD

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