Wendy Moy

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-17
GA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2019-01-17
GA RA
APPROVED

Since 2011-01-03

Branch Locations

750 S Perry Street #233, Lawrenceville, GA 30046 • United States

1600 Division St Suite 610, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Dacula	GA	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Dacula, GA

Previous Registrations

2006-08-09 → 2011-01-03

Voya Financial Partners, Llc

Lawrenceville, CT

Atlanta, GA

Dacula, GA

Raleigh, NC

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2557 COURTNEY RENEA DRIVE; DACULA; GA; 30019; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/20/2020; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-30
S63	Uniform Securities Agent State Law Examination	1982-04-26

S66 Uniform Combined State Law Examination

2001-07-30
S63 Uniform Securities Agent State Law Examination

1982-04-26

Other Names

Wendy Tague
Wendy Moy
Wendy Moy
Wendy Tague

View on SEC IAPD