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Richard Lewis Stevenson

Janney Montgomery Scott LLC

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-01-23
  • PA RA
    APPROVED
    Since 2008-01-23

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 11/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
S63 Uniform Securities Agent State Law Examination 1982-05-19
  • S66 Uniform Combined State Law Examination
    2008-02-15
  • S63 Uniform Securities Agent State Law Examination
    1982-05-19
Designations

View on SEC IAPD

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