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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-03-10
  • OH RA
    APPROVED
    Since 2009-03-10

Branch Locations

3600 Embassy Parkway Suite 200, Fairlawn, OH 44333 • United States

Brunswick, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Fairlawn OH 03/2009 Present
Previous Registrations
Other Businesses

1. Shenandoah village home owner association; P O Box 644, Brunswick, OH 44212; Home Owners Association; Trustee; Vote on issues that the board is involved with. Street repair, tree removal, land owned by the Association, bill payment, general maintenance of the property owners lots and concerns; 01/01/2025; 2 hours per month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
  • S66 Uniform Combined State Law Examination
    2007-08-30

View on SEC IAPD

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