Scott Douglas Nowak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Franklin, WI

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Franklin, WI
  Rockville, MD
• 2010-01-06 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Elm Grove, WI
  Elm Grove, WI
  Franklin, WI
• 2009-09-08 → 2009-12-31
  Lpl Financial Llc
  Brookfield, WI
• 2002-09-10 → 2009-09-08
  Waterstone Financial Group, Inc.
  Brookfield, WI
  Boston, MA
  Brookfield, WI
• 1993-02-24 → 2002-09-12
  Ffp Advisory Services Inc
  Brookfield, WI

Other Businesses

1. 05/2025-Elmbrook Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/01/2019- 160 Hours Per Month- 130 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-10-26