Richard Willis Maxwell

Current Employers

Employment History

• 04/2005 → Present
  Maxwell Financial Mgnt
  Columbus, OH
• 11/2005 → 10/2019
  Fsc Securities Corporation Inc.
  Worthington, OH
• 11/2005 → 10/2019
  Fsc Agency
  Atlanta, GA
• 11/2005 → 10/2019
  Fsc Securities Corporation Ria
  Atlanta, GA
• 11/2005 → 10/2019
  Fsc Agency
  Atlanta, GA
• 11/2005 → 10/2019
  Fsc Securities Corporation Ria
  Atlanta, GA
• 11/2005 → 10/2019
  Grange Life
  Worthington, OH
• 11/2005 → 10/2019
  Sagicor Life
  Worthington, OH
• 11/2005 → 10/2019
  Protective Life
  Worthington, OH
• 11/2005 → 10/2019
  F&G Life
  Worthington, OH
• 11/2005 → 10/2019
  Sun Life
  Worthington, OH
• 11/2005 → 10/2019
  Met Life
  Worthington, OH
• 11/2005 → 10/2019
  Us Financial Life
  Worthington, OH
• 11/2005 → 10/2019
  Standard Life
  Worthington, OH
• 11/2005 → 10/2019
  Aig Life
  Worthington, OH
• 11/2005 → 10/2019
  Banner Life
  Worthington, OH
• 11/2005 → 10/2019
  Jackson National Life
  Worthington, OH
• 01/2015 → Present
  Rwmax, Inc
  New Albany, OH
• 10/2019 → Present
  Lpl Financial Llc
  New Albany, OH

Previous Registrations

• 2005-11-07 → 2019-10-03
  Fsc Securities Corporation
  Worthington, OH
  Worthington, OH
  New Albany, OH
• 2001-01-04 → 2005-11-09
  Osaic Fa, Inc.
  Worthington, OH

Other Businesses

1) 01/2016 - DBA for LPL Business (entity for LPL business) - Maxwell Financial Management - Investment Related - 100% - New Albany, OH 2) 01/2016 - Business Entity For Tax/Investment Purposes Only - Investment Related - 1% - New Albany, OH 3) 6/9/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 8/1/1978 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-30

Designations

Other Names

• Dick Maxwell